• 基金管理人应当建立清晰的报告系统，体现了内部控制中( )的重要性。 A.信息沟通 B.内部监控 C.控制活动 D.控制环境
• (　　)《证券投资基金管理公司内部控制指导意见》正式出台。 A.2002年2月 B.2001年9月 C.1999年12月 D.1999年3月
• 下列关于基金管理人内部控制基本要素的表述错误的是( )。 A.公司督察长和内部监察稽核部门应独立于其他部门 B.基金管理人应自主控制业务活动的运作 C.基金管理人应当建立有效的内部监控制度 D.基金管理人应当依据自身经营特点设立顺序递进、权责统一、严密有效的内控防线
• 下列属于内部风险的是(　　)。 A.政治 B.经济 C.社会 D.决策失误
• 以下不属于基金管理公司制定内部控制制度的原则的是( )。 A.合法、合规性原则 B.全面性原则 C.审慎性原则 D.成本效益原则
• ( )是指公司内部控制的核心是风险控制，制定内部控制制度要以审慎经营、防范和化解风险为出发点。 A.合法、合规性 B.全面性 C.审慎性 D.适时性
• 公司内部控制的核心是( )，制定内部控制制度要以审慎经营、防范和化解风险为出发点。 A.明确责任 B.权利制衡 C.风险控制 D.严格授权
• 关于基金管理人根据相互制约原则实施内部控制措施，说法错误的是(　　)。 A.从横向关系来看，需由相互独立的部门或人员协调运作、相互制约 B.相互牵制必须考虑横向控制和纵向控制两方面 C.从纵向关系来看，下级受上级监督，上级具有决定权，不受下级牵制 D.经过横向关系和纵向关系的核查和制约，才能使发生的错弊减少到较低程度
• 基金管理公司内部控制制度中明确内控目标、内控原则、控制环境、内控措施等内容的文件是( )。 A.基本管理制度 B.部门业务规章 C.内部控制大纲 D.内部风险控制制度
• 关于强基金管理人的内部控制机制建设，下列说法不正确的是(　　)。 A.可以消除投资者和基金管理人的信息不对称 B.可以防范基金管理人做出违背投资者利益的行为 C.可以保障基金财产的安全 D.可以保障投资者和基金管理人双方的利益
• (　　)是决定公司内部控制运行方式和方向的关键，也是认识内部控制基本理论的出发点。 A.内部控制原则 B.内部控制理念 C.内部控制环境 D.内部控制目标
• 关于基金交易业务控制，下列说法错误的是( )。 A.基金经理可以直接向交易员下达投资指令或者直接进行交易 B.建立交易监测系统、预警系统和交易反馈系统，完善相关的安全设施 C.公司应当执行公平的交易分配制度，确保不同投资者的利益能够得到公平对待 D.建立完善的交易记录制度，每日投资组合列表等应当及时核对并存档保管
• 下列销售业务控制描述错误的一项是( )。 A.严格审核客户开户资料，符合反洗钱与销售适用性规定。 B.申购、赎回和转换交易申请均经过客户直接执行。 C.制定销售行为的规范，防止延时交易、商业贿赂以及误导、欺诈和不公平对待投资者等违法违规行为的发生。 D.制定相关政策，确保投资者信息得到保护。
• 在风险评估的基础上，基金管理人可通过加强内部控制，建立风险防范机制。下列不属于风险防范机制的是(　　)。 A.设立风险信息反馈机制 B.对已发生的风险事件进行自查和整改 C.建立企业风险评估机构 D.制定防范风险的奖惩制度
• 下列对信息披露控制描述错误的一项是( )。 A.信息披露是基金管理人必须履行的—项义务。 B.加强基金管理人信息披露的控制 C.保证证券市场公开、公平两大原则的重要支持。 D.基金管理人应当按照法律法规和中国证监会有关规定，建立完善的信息披露制度。
• 信息技术内部控制制度不包括( )。 A.内部资金对账制度 B.门禁制度 C.严格的授权制 D.内外网分离制度
• 基金管理人应当采取适当的会计控制措施，以确保会计核算系统的正常运转，描述错误的一项是( )。 A.应当建立账务组织和账务处理体系，正确设置会计账簿，有效控制会计记账程序。 B.应当建立复核制度，通过会计复核和业务复核防止会计差错的产生。 C.应当建立严格的成本控制和业绩考核制度强化会计的事前、事中和事后监督。 D.应当规范基金清算交割工作，在授权范围内，直接完成基金清算，确保基金资产的安全。
• 下列关于基金公司会计系统说法错误的是( )。 A.严禁需要相互监督的岗位由一人独自操作全过程 B.对公司所管理的基金，应当以公司所管理的全部基金为会计核算主体 C.独立建账、独立核算 D.基金会计核算应当独立于公司会计核算
• 内部控制的目标是在一定的范围内(　　)经营风险，提高基金管理人的经营效益。 A.避免 B.控制 C.降低或消除 D.转移
• “基金管理人运用科学化的经营管理方法降低运作成本，提高经济效益，以合理的成本控制达到最佳的内部控制效果”是内部控制的五原则中(　　)的内容。 A.健全性原则 B.有效性原则 C.独立性原则 D.成本效益原则
• (　　)就是识别和分析与实现目标相关的风险，从而为确定应该如何管理风险奠定基础。 A.事项识别 B.风险评估 C.风险应对 D.控制活动
• (　　)应当贯穿于公司经营活动的始终。 A.授权控制 B.审批控制 C.风险控制 D.业务控制
• 下列有关内部控制的基本要素说法中，错误的是(　　)。 A.基金管理人应当牢固外控优先和风险管理理念 B.基金管理人应当健全法人治理结构，充分发挥独立董事和监事会的监督职能 C.严禁不正当关联交易、利益输送和内部人控制现象的发生 D.基金管理人的组织结构应当体现职责明确、相互制约的原则
• 内部控制大纲应当明确的内容不包括(　　)。 A.内控目标 B.内控原则 C.控制环境 D.业绩评估
• 以下属于基本管理制度的内容的是(　　)。①风险控制②基金会计③业绩评估考核④岗位设置⑤监察稽核⑥投资管理 A.①②③④⑤⑥ B.①②③④ C.②③④⑤ D.①②③⑤⑥
• 基金公司内控制度包含下列基本管理制度(　　)。Ⅰ．风险控制制度和投资管理制度Ⅱ．基金会计制度和信息披露制度Ⅲ．监察稽核制度和公司财务制度Ⅳ．资料档案管理制度和信息技术管理制度 A.Ⅰ B.Ⅰ、Ⅱ C.Ⅰ、Ⅱ、Ⅲ D.Ⅰ、Ⅱ、Ⅲ、Ⅳ
• 基金管理公司内部控制制度的组成部分不包括(　　)。 A.内部控制大纲 B.基本管理制度 C.经营理念 D.部门业务规章
• 基金管理人的研究业务控制包含(　　)。Ⅰ．建立严密的研究工作业务流程Ⅱ．建立投资对象备选库制度Ⅲ．建立研究与投资的业务交流制度Ⅳ．建立研究报告质量评价体系 A.Ⅰ B.Ⅰ、Ⅱ C.Ⅰ、Ⅱ、Ⅲ D.Ⅰ、Ⅱ、Ⅲ、Ⅳ
• 基金管理公司的督察长应由(　　)聘任。 A.中国证监会 B.基金管理公司董事会 C.基金经营所在地中国证监会派出机构 D.基金管理公司总经理
• 基金管理人应建立电子信息数据的(　　)和备份制度，重要数据应当(　　)并且长期保存。 A.定期保存；异地备份 B.定期保存；本地备份 C.即时保存；异地备份 D.即时保存；本地备份
• A.见图A B.见图B C.见图C D.见图D
• A.见图A B.见图B C.见图C D.见图D
• A.见图A B.见图B C.见图C D.见图D
• A.见图A B.见图B C.见图C D.见图D
• A.见图A B.见图B C.见图C D.见图D
• The weather report says it ____ again tomorrow.(　　) A.rained B.rains C.has rained D.will rain
• Bill has ____ a very high price for the car.(　　) A.spent B.paid C.bought D.cost
• Tom attended ____ evening school for ____ month or two.(　　) A.an; the B.the; a C.an; 不填 D.不填; the
• Spring is by far ____ time to visit the island.(　　) A.the better B.better C.the best D.best
• The next morning people found the world outside their houses completely ____.(　　) A.changing B.change C.to change D.changed
• These books should not be ____ from the library.(　　) A.taken off B.taken away C.taken over D.taken down
• There is nobody here in the office－they ____ have all gone home.(　　) A.must B.can C.would D.should
• Mary looks great ____ this pair of trousers.(　　) A.by B.in C.at D.on
• --Will you please open the door for me?(　　)--- ____. A.My pleasure B.Yes, please C.You're welcome D.Not at all
• James got lost in the city, ____ he had to ask for help.(　　) A.so B.or C.for D.but
• By the time I got home, my grandmother ____ the dinner and was watching TV.(　　) A.prepared B.prepares C.had prepared D.has prepared
• The reason ____ the president kept silent is still unknown.(　　) A.why B.how C.what D.when
• Dogs have a very ____ sense of smell.(　　) A.clear B.nice C.high D.good
• Mrs. Smith persuaded her husband ____ the right thing.(　　) A.did B.do C.doing D.to do
• My parents and I couldn't get into the house last night because ____ of us had the key.(　　) A.either B.all C.none D.neither
• 根据中文提示，把对话中缺少的内容写在线上。这些句子必须符合英语表达习惯。打句号的地方，用陈述句；打问号的地方，用疑问句。　　提示：Peter给Johnson教授打电话请病假，接电话的是教授的助手Sally。　　(Peter=P；Sally=S)P: Hello! This is Peter speaking. 　51　, please?S: I'm sorry. Professor Johnson is not here at the moment. This is his assistant, Sally.　52　?P: Yes. Please tell the professor that...
• 假设你是李华，10月20日是你18岁生日，发邮件邀请你的外国朋友Jack来你家参加生日聚会。主要内容包括：　　聚会时间：周六晚7点到10点；　　参加人员：朋友和同学；　　活动内容：聚餐、唱歌、跳舞、游戏等。　　注意：词数应为100左右
• 通读下面的短文，掌握其大意。然后，从每小题的四个选择项中选出可填入相应空白处的最佳选项。　　In nearly every town or city centre in the UK, on most days of the week you can find one or more people standing in the street selling a magazine 　21　 The Big Issue. These people are all 　22　, but they are not begging for money. 　23　, they are selling th...
• 通读下面的短文，掌握其大意。然后，从每小题的四个选择项中选出可填入相应空白处的最佳选项。　　In nearly every town or city centre in the UK, on most days of the week you can find one or more people standing in the street selling a magazine 　21　 The Big Issue. These people are all 　22　, but they are not begging for money. 　23　, they are selling th...
• 通读下面的短文，掌握其大意。然后，从每小题的四个选择项中选出可填入相应空白处的最佳选项。　　In nearly every town or city centre in the UK, on most days of the week you can find one or more people standing in the street selling a magazine 　21　 The Big Issue. These people are all 　22　, but they are not begging for money. 　23　, they are selling th...
• 通读下面的短文，掌握其大意。然后，从每小题的四个选择项中选出可填入相应空白处的最佳选项。　　In nearly every town or city centre in the UK, on most days of the week you can find one or more people standing in the street selling a magazine 　21　 The Big Issue. These people are all 　22　, but they are not begging for money. 　23　, they are selling th...
• 通读下面的短文，掌握其大意。然后，从每小题的四个选择项中选出可填入相应空白处的最佳选项。　　In nearly every town or city centre in the UK, on most days of the week you can find one or more people standing in the street selling a magazine 　21　 The Big Issue. These people are all 　22　, but they are not begging for money. 　23　, they are selling th...
• 通读下面的短文，掌握其大意。然后，从每小题的四个选择项中选出可填入相应空白处的最佳选项。　　In nearly every town or city centre in the UK, on most days of the week you can find one or more people standing in the street selling a magazine 　21　 The Big Issue. These people are all 　22　, but they are not begging for money. 　23　, they are selling th...
• 通读下面的短文，掌握其大意。然后，从每小题的四个选择项中选出可填入相应空白处的最佳选项。　　In nearly every town or city centre in the UK, on most days of the week you can find one or more people standing in the street selling a magazine 　21　 The Big Issue. These people are all 　22　, but they are not begging for money. 　23　, they are selling th...
• 通读下面的短文，掌握其大意。然后，从每小题的四个选择项中选出可填入相应空白处的最佳选项。　　In nearly every town or city centre in the UK, on most days of the week you can find one or more people standing in the street selling a magazine 　21　 The Big Issue. These people are all 　22　, but they are not begging for money. 　23　, they are selling th...
• 通读下面的短文，掌握其大意。然后，从每小题的四个选择项中选出可填入相应空白处的最佳选项。　　In nearly every town or city centre in the UK, on most days of the week you can find one or more people standing in the street selling a magazine 　21　 The Big Issue. These people are all 　22　, but they are not begging for money. 　23　, they are selling th...
• 通读下面的短文，掌握其大意。然后，从每小题的四个选择项中选出可填入相应空白处的最佳选项。　　In nearly every town or city centre in the UK, on most days of the week you can find one or more people standing in the street selling a magazine 　21　 The Big Issue. These people are all 　22　, but they are not begging for money. 　23　, they are selling th...
• 通读下面的短文，掌握其大意。然后，从每小题的四个选择项中选出可填入相应空白处的最佳选项。　　In nearly every town or city centre in the UK, on most days of the week you can find one or more people standing in the street selling a magazine 　21　 The Big Issue. These people are all 　22　, but they are not begging for money. 　23　, they are selling th...
• 通读下面的短文，掌握其大意。然后，从每小题的四个选择项中选出可填入相应空白处的最佳选项。　　In nearly every town or city centre in the UK, on most days of the week you can find one or more people standing in the street selling a magazine 　21　 The Big Issue. These people are all 　22　, but they are not begging for money. 　23　, they are selling th...
• 通读下面的短文，掌握其大意。然后，从每小题的四个选择项中选出可填入相应空白处的最佳选项。　　In nearly every town or city centre in the UK, on most days of the week you can find one or more people standing in the street selling a magazine 　21　 The Big Issue. These people are all 　22　, but they are not begging for money. 　23　, they are selling th...
• 通读下面的短文，掌握其大意。然后，从每小题的四个选择项中选出可填入相应空白处的最佳选项。　　In nearly every town or city centre in the UK, on most days of the week you can find one or more people standing in the street selling a magazine 　21　 The Big Issue. These people are all 　22　, but they are not begging for money. 　23　, they are selling th...
• 通读下面的短文，掌握其大意。然后，从每小题的四个选择项中选出可填入相应空白处的最佳选项。　　In nearly every town or city centre in the UK, on most days of the week you can find one or more people standing in the street selling a magazine 　21　 The Big Issue. These people are all 　22　, but they are not begging for money. 　23　, they are selling th...
• In 2008, the United States Department of Agriculture (USDA) wanted to know if all the school lunches served to students were healthy. The answer was a big, fat NO!　　The USDA found that most American schools served lunches with too much fat and salt. They also found that most of the fruits and vegeta...
• In 2008, the United States Department of Agriculture (USDA) wanted to know if all the school lunches served to students were healthy. The answer was a big, fat NO!　　The USDA found that most American schools served lunches with too much fat and salt. They also found that most of the fruits and vegeta...
• In 2008, the United States Department of Agriculture (USDA) wanted to know if all the school lunches served to students were healthy. The answer was a big, fat NO!　　The USDA found that most American schools served lunches with too much fat and salt. They also found that most of the fruits and vegeta...
• In 2008, the United States Department of Agriculture (USDA) wanted to know if all the school lunches served to students were healthy. The answer was a big, fat NO!　　The USDA found that most American schools served lunches with too much fat and salt. They also found that most of the fruits and vegeta...
• Magic(魔法)often forces us not to believe our own eyes or even appears to be breaking laws of physics or nature! The word "magic" has many different meanings. When a bird appears in a hat or when someone declares that he could see into the future－both can be called magic. When a sick person suddenly b...
• Magic(魔法)often forces us not to believe our own eyes or even appears to be breaking laws of physics or nature! The word "magic" has many different meanings. When a bird appears in a hat or when someone declares that he could see into the future－both can be called magic. When a sick person suddenly b...
• Magic(魔法)often forces us not to believe our own eyes or even appears to be breaking laws of physics or nature! The word "magic" has many different meanings. When a bird appears in a hat or when someone declares that he could see into the future－both can be called magic. When a sick person suddenly b...
• "Troublemaker" was what was given to my friend Peter by his teachers. They also said that he had no future and no hope! But now I suggest that anyone who said that should say "sorry" to him.　　Peter finished Grade Nine, and then he went to study at a technical college. He became a leader of a group o...
• "Troublemaker" was what was given to my friend Peter by his teachers. They also said that he had no future and no hope! But now I suggest that anyone who said that should say "sorry" to him.　　Peter finished Grade Nine, and then he went to study at a technical college. He became a leader of a group o...
• "Troublemaker" was what was given to my friend Peter by his teachers. They also said that he had no future and no hope! But now I suggest that anyone who said that should say "sorry" to him.　　Peter finished Grade Nine, and then he went to study at a technical college. He became a leader of a group o...
• "Troublemaker" was what was given to my friend Peter by his teachers. They also said that he had no future and no hope! But now I suggest that anyone who said that should say "sorry" to him.　　Peter finished Grade Nine, and then he went to study at a technical college. He became a leader of a group o...
• Welcome to North Road Medical Centre! We are open from 8:30 a.m. until 6 p.m. Monday to Friday. Appointments(预约)with the doctors and nurses are acceptable both morning and afternoon. However, a same-day appointment may not necessarily be with your usual doctor. Patients may be seen by any member of ...
• Welcome to North Road Medical Centre! We are open from 8:30 a.m. until 6 p.m. Monday to Friday. Appointments(预约)with the doctors and nurses are acceptable both morning and afternoon. However, a same-day appointment may not necessarily be with your usual doctor. Patients may be seen by any member of ...
• Welcome to North Road Medical Centre! We are open from 8:30 a.m. until 6 p.m. Monday to Friday. Appointments(预约)with the doctors and nurses are acceptable both morning and afternoon. However, a same-day appointment may not necessarily be with your usual doctor. Patients may be seen by any member of ...
• Welcome to North Road Medical Centre! We are open from 8:30 a.m. until 6 p.m. Monday to Friday. Appointments(预约)with the doctors and nurses are acceptable both morning and afternoon. However, a same-day appointment may not necessarily be with your usual doctor. Patients may be seen by any member of ...
• A.见图A B.见图B C.见图C D.见图D
• A.见图A B.见图B C.见图C D.见图D
• A.见图A B.见图B C.见图C D.见图D
• A.见图A B.见图B C.见图C D.见图D
• A.见图A B.见图B C.见图C D.见图D
• My friend Bob always ____ jokes whenever we get together.(　　) A.says B.tells C.talks D.speaks
• Before Tom got to the cinema, the film ____.(　　) A.begins B.will begin C.has begun D.had begun
• The driver kept one eye on ____traffic and the other on ____map.(　　) A.the，the B.a，a C.不填，a D.the，不填
• I couldn't find my black gloves ____.(　　) A.nowhere B.anywhere C.everywhere D.somewhere
• Mary picked up her children's clothes that ____on the floor.(　　) A.lie B.were lying C.have lain D.will lie
• Jane had already finished cooking ____the time I got home.(　　) A.by B.on C.in D.at
• －Excuse me, where is the meeting room？－Just a second. I'll have someone ____you there.(　　) A.takes B.taking C.take D.to take
• I'll never forget the day ____I became a doctor.(　　) A.that B.when C.where D.which
• Your article is well written, but I think you should ____it again.(　　) A.go over B.go by C.go off D.go against
• There's plenty of time, so you ____worry about it.(　　) A.wouldn't B.couldn't C.mustn't D.needn't
• My bedroom was very small, with the window ____the street.(　　) A.faces B.faced C.facing D.to face
• A few days ago I visited a friend of ____and that day I learned a valuable lesson.(　　) A.me B.my C.mine D.myself